Loading ...

Blob

Smart Reasoning:

C&E

See more*

Qaagi - Book of Why

Causes

Effects

written policies and procedures " designedto preventinsider trading

the SEBI rules and regulationsto preventinsider trading

The regulations are intendedto preventinsider trading

The rules , which are intendedto preventinsider trading

written policies and procedures reasonably designedto preventinsider trading

your compliance program , particularly your policies and procedures designedto preventinsider trading

adequate policies and procedures designedto preventinsider trading

written policies designedto preventinsider trading

implementing reasonable policies and proceduresto preventinsider trading

that firm policies and procedures be reasonably designedto preventinsider trading

the implementation of policies and procedures reasonably designedto preventinsider trading

effective policies and procedures reasonably designedto preventinsider trading

reasonable written policies and proceduresto preventinsider trading

the brokerage or bank has reasonable policies and procedures in placeto preventinsider trading

whether advisers ’ policies and procedures are reasonably designedto preventinsider trading

the entity had implemented reasonable policies and proceduresto preventinsider trading

strict rules against ... designedto prevent, insider trading

Members of Congress ... rulespreventinsider trading

These measures were put in placeto preventinsider trading

well designed policies and proceduresto preventinsider trading

to ensure compliance with the requirements given in these regulationsto preventinsider trading

that adequate measures were in placeto preventinsider trading

strong policies and proceduresto preventinsider trading

regulations and special rules that helppreventinsider trading

training and development of policies and procedures to helppreventinsider trading

regulations in placepreventinginsider trading

Regulations are madeto preventinsider trading

Regulations tryto preventinsider trading

has established internal regulationsto preventinsider trading

that they have solid policies in placeto preventinsider trading

adequate policies in placeto preventinsider trading from happening

robust policies " in placeto preventinsider trading

The rule , designedto preventinsider trading

internal policiesto preventinsider trading

enforce written policiesto preventinsider trading

laws and related regulationsto preventinsider trading

the move ... which is exactly intendedto preventinsider trading

Trading halts are intendedto preventinsider trading

The SEC ... failingto discoverinstances of insider trading

to enforce proper compliance policies and proceduresto preventinsider trading

spectable for Wall Street | Kohn Smith Rothcreatesspectable for Wall Street | Kohn Smith Roth

market manipulation(passive) caused bymarket manipulation

forth in the Financial Instruments and Exchange Act of Japan ( the “ FIEAsetforth in the Financial Instruments and Exchange Act of Japan ( the “ FIEA

more harm than goodcreatesmore harm than good

very litle harm(passive) caused byvery litle harm

very little harm(passive) caused byvery little harm

in " hundreds of millions " of dollars of illegal profits and ... avoided losses " for the hedge fundresultedin " hundreds of millions " of dollars of illegal profits and ... avoided losses " for the hedge fund

an unfair advantage and distorts the trading field and is a breach of the Exchange Actcreatesan unfair advantage and distorts the trading field and is a breach of the Exchange Act

up to the events of 9/11leadingup to the events of 9/11

harm to the mass shareholderswill causeharm to the mass shareholders

no harm at all to those who purchase from the insidercausesno harm at all to those who purchase from the insider

to market abuseleadsto market abuse

to instability in the marketleadsto instability in the market

to a market inefficiencyleadingto a market inefficiency

market pricespreventmarket prices

Another Wild Rollercoaster Carril(passive) Caused byAnother Wild Rollercoaster Carril

to closure of his firmledto closure of his firm

impact on the share price of the corporation to which the transaction relates and also on the stock market as wholecreatesimpact on the share price of the corporation to which the transaction relates and also on the stock market as whole

to $ 1.3 million in profits for trading in advance of a merger agreement 's public announcementledto $ 1.3 million in profits for trading in advance of a merger agreement 's public announcement

Inside The SEC YIKESDiscoveredInside The SEC YIKES

forth in Securities Exchange Board of India guidelines and the securities laws and regulationssetforth in Securities Exchange Board of India guidelines and the securities laws and regulations

to the specialistscan causeto the specialists

in a jail sentenceresultingin a jail sentence

to abnormal price hike of BBS Cables shares - Share market analysis of dhaka stock exchangeledto abnormal price hike of BBS Cables shares - Share market analysis of dhaka stock exchange

up to and immediately in the wake of the 9/11 attacksleadingup to and immediately in the wake of the 9/11 attacks

to a rise in market volatilitycontributesto a rise in market volatility

the loss of confidence in the market(passive) caused bythe loss of confidence in the market

harm by inducing investors to make bad purchasescausesharm by inducing investors to make bad purchases

losses to investorscausedlosses to investors

harm , to both the source of the information and the investing publiccausesharm , to both the source of the information and the investing public

negative externalities that are inflicted on the other people who are trading in the market without insider knowledgecreatesnegative externalities that are inflicted on the other people who are trading in the market without insider knowledge

in more than $ 600,000 in illegal profitsresultedin more than $ 600,000 in illegal profits

illegal profits of $ 160,000causedillegal profits of $ 160,000

to loose of confidence of investors in securities market as they feel that market is rigged and only the few , who have inside information get benefit and make profits from their investmentsleadsto loose of confidence of investors in securities market as they feel that market is rigged and only the few , who have inside information get benefit and make profits from their investments

in the jury returning a guilty verdict for front running and false filingresultingin the jury returning a guilty verdict for front running and false filing

the Galleon Group to close.[5causedthe Galleon Group to close.[5

the Galleon Group to close This entrycausedthe Galleon Group to close This entry

the Galleon Group to fold.[5causedthe Galleon Group to fold.[5

greater animosity towards the " fat cat " bankers ... further perpetuating the Wall Street versus Main Street polarizationcould creategreater animosity towards the " fat cat " bankers ... further perpetuating the Wall Street versus Main Street polarization

the market to his office and ran about securitiespreventthe market to his office and ran about securities

Blob

Smart Reasoning:

C&E

See more*